Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law

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Table of Contents

The Securities Act of 1933   (15 USC § 77a et seq.)
  General rules and regulations promulgated under the Securities Act of 1933   (17 CFR Part 230)
  Selected forms prescribed under the Securities Act of 1933
The Securities Exchange Act of 1934   (15 USC § 78a et seq.)
  General rules and regulations promulgated under the Securities Exchange Act of 1934   (17 CFR Part 240)
  Selected forms prescribed under the Securities Exchange Act of 1934
The Investment Company Act of 1940   (15 USC § 80a-1 et seq.)
  Rules and regulations promulgated under the Investment Company Act of 1940   (17 CFR Part 270)
The Investment Advisers Act of 1940   (15 USC § 80b-1 et seq.)
  Rules and regulations promulgated under the Investment Advisers Act of 1940   (17 CFR Part 275)
 
Standards of Professional Conduct for Attorneys   (17 CFR Part 205)
Regulation S-X   (17 CFR Part 210)
[Regulation S-B was removed at 73 Fed. Reg. 934, January 4, 2008. Many of its provisions were moved to other regulations.]
Regulation S-K   (17 CFR Part 229)
Regulation M-A   (17 CFR 229.1000 et seq.)
Regulation AB   (17 CFR 229.1100 et seq.)
Regulation S-T   (17 CFR Part 232)
Regulation M and ATS   (17 CFR 242.100 & 242.300)
Regulation SHO  (17 CFR 242.200 et seq.)
Regulation AC   (17 CFR 242.500 et seq.)
Regulation NMS  (17 CFR Part 242.600 et seq.)
Regulation FD   (17 CFR Part 243)
Regulation G   (17 CFR Part 244)
Regulation BTR   (17 CFR Part 245)
Regulation S-P   (17 CFR Part 248)
 
Sarbanes-Oxley Act of 2002
   
   


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