Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
for Electronic Filings

Regulation S-T





Rule 103 -- Liability for Transmission Errors or Omissions in Documents Filed Via EDGAR


An electronic filer shall not be subject to the liability and anti-fraud provisions of the federal securities laws with respect to an error or omission in an electronic filing resulting solely from electronic transmission errors beyond the control of the filer, where the filer corrects the error or omission by the filing of an amendment in electronic format as soon as reasonably practicable after the electronic filer becomes aware of the error or omission.


Regulatory History


58 FR 14670, March 18, 1993; 65 FR 24788, 24800, Apr. 27, 2000



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