Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

Index

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Rule 600 -- NMS security designation and definitions.

Rule 601 -- Dissemination of transaction reports and last sale data with respect to transactions in NMS stocks.

Rule 602 -- Dissemination of quotations in NMS securities

Rule 603 -- Distribution, consolidation, and display of information with respect to quotations for and transactions in NMS stocks.

Rule 604 -- Display of customer limit orders.

Rule 605 -- Disclosure of order execution information.

Rule 606 -- Disclosure of order routing information.

Rule 607 -- Customer account statements.

Rule 608 -- Filing and amendment of national market system plans.

Rule 609 -- Registration of securities information processors: form of application and amendments.

Rule 610 -- Access to quotations.

Rule 611 -- Order protection rule.

Rule 612 -- Minimum pricing increment.

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