| Securities Lawyer's Deskbook
published by The University of Cincinnati College of Law
Main Table of Contents
Rule 600 -- NMS security designation and definitions.
Rule 601 -- Dissemination of transaction reports and last sale data with respect to transactions in NMS stocks.
Rule 602 -- Dissemination of quotations in NMS securities
Rule 603 -- Distribution, consolidation, and display of information with respect to quotations for and transactions in NMS stocks.
Rule 604 -- Display of customer limit orders.
Rule 605 -- Disclosure of order execution information.
Rule 606 -- Disclosure of order routing information.
Rule 607 -- Customer account statements.
Rule 608 -- Filing and amendment of national market system plans.
Rule 609 -- Registration of securities information processors: form of application and amendments.
Rule 610 -- Access to quotations.
Rule 611 -- Order protection rule.
Rule 612 -- Minimum pricing increment.
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