Securities Lawyer's Deskbook
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Regulation FD





Rule 103 -- No Effect on Exchange Act Reporting Status


A failure to make a public disclosure required solely by Rule 100 shall not affect whether:

  1. For purposes of Forms S-2, S-3 and S-8 under the Securities Act, an issuer is deemed to have filed all the material required to be filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 or, where applicable, has made those filings in a timely manner; or

  2. There is adequate current public information about the issuer for purposes of Rule 144(c).


Regulatory History


65 FR 51716, 51739, Aug. 24, 2000



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