Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law

Notice: The information on this page may not be current. To learn more, please click here.

UC Law logo

Welcome
to the
Securities Lawyer's Deskbook

Introduction

Table of Contents

Search the Deskbook

Make a Comment or Suggestion

    »  Corporate Law Center, University of Cincinnati College of Law

    »  Recent Posts from the Securities Law Prof Blog, Official Blog of the Corporate Law Center


Useful Resources

By activating any of the below listed links you will leave the Securities Lawyer's Deskbook.

 » Securities News provided by Google™

 » Securities and Exchange Commission (SEC) Home
 » SEC Proposed Rules
 » Public Company Accounting Oversight Board (PCAOB)
 » PCAOB Rulemaking

 » U.S. House Committee on Financial Services
 » U.S. Senate Committee on Banking, Housing & Urban Affairs

 » New York Stock Exchange (NYSE)
 » National Association of Securities Dealers - Regulation (NASDR)
 » American Stock Exchange (AMEX)
 » World Stock Exchanges
 » World Federation of Exchanges

 » National Association of Securities Dealers, Inc. (NASD)
 » National Association of Securities Dealers Automated Quotations (NASDAQ)
 » Investment Adviser Registration Depository (IARD)

 » Investment Counsel Association of America (ICAA)
 » Securities Industry Association (SIA)
 » Investment Company Institute (ICI)
 » Institutional Shareholder Services (ISS)

 » North American Securities Administrators Association (NASAA)
 » Committee of European Securities Regulators (CESR)
 » International Organization of Securities Commissions (IOSCO)

 » Financial Accounting Standards Board (FASB)
 » The American Institute of Certified Public Accountants (AICPA)

 » Securities Class Action Clearinghouse (Stanford)
 » Public Investors Arbitration Bar Association (PIABA)
 » The Sarbanes-Oxley Forum

 » Securities Law Prof Blog
 » WSJ Law Blog
 » SECLaw.com
 » The 10b-5 Daily
 » The Securities Litigation Watch
 » The Race to the Bottom
 » The Corporate Counsel.net Blog
 » White Collar Crime Prof Blog
 » M & A Law Prof Blog
 » N.Y. Times Dealbook
 » Securities Docket
 » SOX First
 » Sarbanes-Oxley Blog

Terms and Conditions of Use

Problems with IE 8 & 9 Please click this link if you are having problems viewing the Deskbook using IE 8.

Notice to Users. The Securities Lawyer's Deskbook (Deskbook) is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought.

The information published in the Deskbook is for personal or professional use. The Deskbook user acknowledges and agrees that all proprietary rights in the information provided in the Deskbook shall remain the property of the University of Cincinnati College of Law.

Copyright Notice. Copyright © 1998-2012 by the University of Cincinnati. All rights reserved. Copyright is not claimed as to any part of the original work prepared by a U.S. government officer or employee as part of that person's official duties.

Reproduction, redistribution or retransmission of any information published in the Deskbook without the written permission of the University of Cincinnati College of Law is strictly prohibited. Contact ronald.jones@uc.edu for permissions.

Disclaimer of Warranty. The University of Cincinnati College of Law uses reasonable care in publishing the information on this site. However, the University of Cincinnati College of Law does not guarantee the accuracy or completeness of the information on this site. The information contained in the Deskbook is provided "as is" and "with all faults", and is furnished with no warranty, express or implied, and all such warranties are hereby disclaimed. The University of Cincinnati College of Law assumes no liability for any loss, damage or expense from errors or omissions in the information on this site, whether in contract, tort or otherwise.

There are no warranties, express or implied, as to the results to be obtained from use of the information published in the Securities Lawyer's Deskbook.

Disclaimer Regarding Other Listed Websites. The University of Cincinnati College of Law makes no representation concerning the content of other websites listed and/or linked to in the Deskbook. The University of Cincinnati College of Law does not endorse other listed and/or linked to websites or their products and services.

Optimal Viewing. The Deskbook is best viewed with Internet Explorer 7 at 1024 x 768 resolution.

Problems with IE 8 & 9. If using Internet Explorer 8, the Deskbook pages may not render properly (i.e., sections numbers are missing). To the fix the problem, click on the Compatibility View Icon (which is next to the refresh Icon) and the pages will render properly. The Compatibilty View function can also be found under Tools.
Alternatively, you can switch to Firefox and the pages will render properly.

Editorial Staff
Editor: Ron Jones, Electronic Resources & Services Librarian, Marx Law Library, University of Cincinnati

Production Editor: Melissa Wilson, Web Author, Marx Law Library, University of Cincinnati


Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.  UC Brand Ingot

© Copyright 1998-2012, University of Cincinnati, All Rights Reserved
 Contact: ronald.jones@uc.edu