Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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Rules and Regulations
promulgated
under the
Investment Company Act of 1940





Rule 6b-1 -- Exemption of Employees' Securities Company Pending Determination of Application


Any employees' securities company which files an application for an order of exemption under section 6(b) of the Act shall be exempt, pending final determination of such application by the Commission, from all provisions of the Act applicable to investment companies as such.


Regulatory History


Rule N-6B-1, 6 FR 6126, Dec. 2, 1941



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