Rules and Regulations
promulgated
under the
Investment Company Act of 1940
Rule 30b1-5 -- Quarterly Report
Every registered management investment company, other than a small business investment
company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter),
shall file a quarterly report on Form N-Q (§§ 249.332 and 274.130 of
this chapter) not more than 60 days after the close of the first and third quarters
of each fiscal year. A registered management investment company that has filed
a registration statement with the Commission registering its securities for the
first time under the Securities Act of 1933 is relieved of this reporting obligation
with respect to any reporting period or portion thereof prior to the date on
which that registration statement becomes effective or is withdrawn.
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