Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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The
Investment Advisers Act of 1940





Table of Contents


    Section 201 -- Findings

    Section 202 -- Definitions

    Section 203 -- Registration of Investment Advisers

    Section 203A -- State and Federal Responsibilities

    Section 204 -- Reports by Investment Advisers

    Section 204A -- Prevention of Misuse of Nonpublic Information

    Section 205 -- Investment Advisory Contracts

    Section 206 -- Prohibited Transactions by Investment Advisers

    Section 206A -- Exemptions

    Section 207 -- Material Misstatements

    Section 208 -- General Prohibitions

    Section 209 -- Enforcement of Title

    Section 210 -- Disclosure of Information by Commission

    Section 210A -- Consultation

    Section 211 -- Rules, Regulations, and Orders of Commission

    Section 212 -- Hearings

    Section 213 -- Court Review of Orders

    Section 214 -- Jurisdiction of Offenses and Suits

    Section 215 -- Validity of Contracts

    Section 216 -- [Omitted; terminated effective May 15, 2000, pursuant to § 3003 of the Federal Reports Elimination and Sunset Act of 1995 (Dec. 21, 1995), P.L. 104-66; 109 Stat. 734.]

    Section 217 -- Penalties

    Section 218 -- Hiring and Leasing Authority of the Commission

    Section 219 -- Separability of Provisions

    Section 220 -- Short Title

    Section 221 -- Effective Date

    Section 222 -- State Regulation of Investment Advisers





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