General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 3b-7 -- Definition of "Executive Officer"
The term "executive officer", when used with reference to a registrant,
means its president, any vice president of the registrant in charge of a principal
business unit, division or function (such as sales, administration or finance), any
other officer who performs a policy making function or any other person who performs
similar policy making functions for the registrant. Executive officers of subsidiaries
may be deemed executive officers of the registrant if they perform such policy making
functions for the registrant.
Notice to Users: The Deskbook is made available
with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.
