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 Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
under the
Securities Exchange Act of 1934

Rule 3a55-3 -- Futures Contracts on Security Indexes Trading on or Subject to the Rules of a Foreign Board of Trade

When a contract of sale for future delivery on a security index is traded on or subject to the rules of a foreign board of trade, such index shall not be a narrow-based security index if it would not be a narrow-based security index if a futures contract on such index were traded on a designated contract market or registered derivatives transaction execution facility.

Regulatory History

66 FR 44490, 44516, Aug. 23, 2001.

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