General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 3a12-3 -- Exemption from Sections 14(a), 14(b), 14(c), 14(f) and 16 for Securities of Certain Foreign Issuers
Securities for which the filing of registration statements
on Form 18 are authorized shall be exempt from
the operation of sections 14 and 16
of the Act.
Securities registered by a foreign private issuer,
as defined in Rule 3b-4, shall be exempt from sections
14(a), 14(b),
14(c), 14(f)
and 16 of the Act.
Notice to Users: The Deskbook is made available
with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.