Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934





Rule 3a12-3 -- Exemption from Sections 14(a), 14(b), 14(c), 14(f) and 16 for Securities of Certain Foreign Issuers


  1. Securities for which the filing of registration statements on Form 18 are authorized shall be exempt from the operation of sections 14 and 16 of the Act.

  2. Securities registered by a foreign private issuer, as defined in Rule 3b-4, shall be exempt from sections 14(a), 14(b), 14(c), 14(f) and 16 of the Act.



Regulatory History


44 FR 70137, Dec. 6, 1979, as amended at 47 FR 54780, Dec. 6, 1982; 56 FR 30067, July 1, 1991



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