General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 24b-3 -- Information Filed by Issuers and Others Under Sections 12, 13, 14 and 16
Except as otherwise provided in this Rule and in Rule 17a-6, each exchange shall keep available to the public
under reasonable regulations as to the manner of inspection, during reasonable office
hours, all information regarding a security registered on such exchange which is
filed with it pursuant to Sections 12, 13,
14, or 16, or
any rules or regulations thereunder. This requirement shall not apply to any information
to the disclosure of which objection has been filed pursuant to Rule
24b-2, which objection shall not have been overruled by the Commission pursuant
to Section 24(b). The making of such information
available pursuant to this section shall not be deemed a representation by any exchange
as to the accuracy, completeness, or genuineness thereof.
In the case of an application for registration of a
security pursuant to Section 12 an exchange may
delay making available the information contained therein until it has certified to
the Commission its approval of such security for listing and registration.
Notice to Users: The Deskbook is made available
with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.
