General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 17a-8 -- Financial Recordkeeping and Reporting of Currency and Foreign Transactions
Every registered broker or dealer who is subject
to the requirements of the Currency
and Foreign Transactions Reporting Act of 1970 shall comply with the reporting,
recordkeeping and record retention requirements of part 103 of title 31 of the Code
of Federal Regulations. Where part 103
of title 31 of the Code of Federal Regulations and Rule
17a-4 of this chapter require the same records or reports to be preserved for
different periods of time, such records or reports shall be preserved for the longer
period of time.
Notice to Users: The Deskbook is made available
with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.
