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 Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934





Rule 15a-7 -- [Removed and Reserved]




Regulatory History


66 FR 27760, 27799, May 18, 2001; 72 FR 56514, 56554, Oct. 3, 2007



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