General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 13a-1 -- Requirements of Annual Reports
Every issuer having securities registered pursuant to section
12 of the Act shall file an annual report on the appropriate form authorized
or prescribed therefor for each fiscal year after the last full fiscal year for which
financial statements were filed in its registration statement. Annual reports shall
be filed within the period specified in the appropriate form.
Notice to Users: The Deskbook is made available
with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.
