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 Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
under the
Securities Exchange Act of 1934

Rule 13a-1 -- Requirements of Annual Reports

Every issuer having securities registered pursuant to section 12 of the Act shall file an annual report on the appropriate form authorized or prescribed therefor for each fiscal year after the last full fiscal year for which financial statements were filed in its registration statement. Annual reports shall be filed within the period specified in the appropriate form.

Regulatory History

36 FR 1891, Feb. 3, 1971, as amended at 37 FR 1472, Jan. 29, 1972; 61 FR 49957, 49959, Sept. 24, 1996; 62 FR 39755, 39767, July 24, 1997

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