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 Securities Lawyer's Deskbook
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General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934





Rule 13a-1 -- Requirements of Annual Reports


Every issuer having securities registered pursuant to section 12 of the Act shall file an annual report on the appropriate form authorized or prescribed therefor for each fiscal year after the last full fiscal year for which financial statements were filed in its registration statement. Annual reports shall be filed within the period specified in the appropriate form.


Regulatory History


36 FR 1891, Feb. 3, 1971, as amended at 37 FR 1472, Jan. 29, 1972; 61 FR 49957, 49959, Sept. 24, 1996; 62 FR 39755, 39767, July 24, 1997



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