General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 12f-5 -- Exchange Rules for Securities to which Unlisted Trading Privileges are Extended
A national securities exchange shall not extend unlisted trading privileges to any
security unless the national securities exchange has in effect a rule or rules providing
for transactions in the class or type of security to which the exchange extends unlisted
trading privileges.
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with the understanding that the University of Cincinnati College
of Law is not engaged in rendering legal, accounting or other professional
services. If legal advice or other expert assistance is required,
the services of a competent professional person should be sought. See Terms and Conditions of Use.
