General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 12d1-3 -- Requirements as to Certification
Certification that a security has been approved by
an exchange for listing and registration pursuant to section
12(d) of the act and Rule 12d1-1 shall be made
by the governing committee or other corresponding authority of the exchange.
The certification shall specify (1) the approval of
the exchange for listing and registration; (2) the title of the security so approved;
(3) the date of filing with the exchange of the application for registration and
of any amendments thereto; and (4) any conditions imposed on such certification.
The exchange shall promptly notify the Commission of the partial or complete satisfaction
of any such conditions.
The certification may be made by telegram but in such
case shall be confirmed in writing. All certifications in writing and all amendments
thereto shall be filed with the Commission in duplicate and at least one copy shall
be manually signed by the appropriate exchange authority.
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