General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 12d1-1 -- Registration Effective as to Class or Series
An application filed pursuant to section 12 (b)
and (c) of the act for registration of a security
on a national securities exchange shall be deemed to apply for registration of the
entire class of such security. Registration shall become effective, as provided in
section 12(d) of the act, (1) as to the shares
or amounts of such class then issued, and (2), without further application for registration,
upon issuance as to additional shares or amounts of such class then or thereafter
authorized.
This section shall apply to classes of securities of
which a specified number of shares or amounts was registered or registered upon notice
of issuance, and to applications for registration filed, prior to the close of business
on January 28, 1954, as well as to classes registered, or applications filed, thereafter.
This section shall not affect the right of a national
securities exchange to require the issuer of a registered security to file documents
with or pay fees to the exchange in connection with the modification of such security
or the issuance of additional shares or amounts.
If a class of security is issuable in two or more series
with different terms, each such series shall be deemed a separate class for the purposes
of this section.
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