General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934
Rule 11Ab2-1 -- Registration of Securities Information Processors: Form of Application and Amendments
An application for the registration of a securities
information processor shall be filed on Form SIP in accordance with the instructions
contained therein.
If any information reported in Items 1-13 or Item 21
of Form SIP or in any amendment thereto is or becomes inaccurate for any reason,
whether before or after the registration has been granted, the securities information
processor shall promptly file an amendment on Form SIP correcting such information.
The Commission, upon its own motion or upon application
by any securities information processor, may conditionally or unconditionally exempt
any securities information processor from any provision of the rules or regulations
adopted under section 11A(b).
Every amendment filed pursuant to this section shall
constitute a "report" within the meaning of Sections 17(a),
18(a) and 32(a)
of the Act.
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