| Securities Lawyer's Deskbook
published by The University of Cincinnati College of Law |
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Rule 24b-1 -- Documents to Be Kept Public by Exchanges
Rule 24b-2 -- Non-Disclosure of Information Filed with the Commission and with Any Exchange
Rule 24b-3 -- Information Filed by Issuers and Others Under Sections 12, 13, 14 and 16
Rule 24c-1 -- Access to Nonpublic Information
Rule 31 -- Section 31 Transaction Fees
Rule 31T -- Temporary Rule Regarding Fiscal Year 2004 (expires on January 1, 2005)
Rule 36a1-1 -- Exemption from Section 7 for OTC Derivatives Dealers
Rule 36a1-2 -- Exemption from SIPA for OTC Derivatives Dealers
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