Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law 		UC Law logo




Search Page

Suggestions

Main Table of Contents

Home

General Rules and Regulations
promulgated
under the
Securities Exchange Act of 1934





Exemption of Certain Transactions from Section 16(b) (Rules 16b-1 to 16b-8)


    Rule 16b-1 -- Transactions Approved by a Regulatory Authority

    Rule 16b-3 -- Transactions Between an Issuer and its Officers or Directors

    Rule 16b-4 -- [Reserved]

    Rule 16b-5 -- Bona Fide Gifts and Inheritance

    Rule 16b-6 -- Derivative Securities

    Rule 16b-7 -- Mergers, Reclassifications, and Consolidations

    Rule 16b-8 -- Voting Trusts


Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.  UC Brand Ingot
© Copyright 1998-2008, University of Cincinnati, All Rights Reserved
 Contact: ronald.jones@uc.edu