Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

Exemption of Certain Securities from Section 15(a) (Rules 15a-1 to 15a-5)

---

Rule 15a-1 -- Securities Activities of OTC Derivatives Dealers

Rule 15a-2 -- Exemption of Certain Securities of Cooperative Apartment Houses from Section 15(a)

Rule 15a-3 -- [Reserved]

Rule 15a-4 -- Forty-five Day Exemption from Registration for Certain Members of National Securities Exchanges

Rule 15a-5 -- Exemption of Certain Nonbank Lenders

	Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.   © Copyright 1998-2008, University of Cincinnati, All Rights Reserved  Contact: ronald.jones@uc.edu