Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

Unlisted Trading (Rules 12f-1 to 12f-6)

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Rule 12f-1 -- Applications for Permission to Reinstate Unlisted Trading Privileges

Rule 12f-2 -- Extending Unlisted Trading Privileges to a Security that is the Subject of an Initial Public Offering

Rule 12f-3 -- Termination or Suspension of Unlisted Trading Privileges

Rule 12f-4 -- Exemption of Securities Admitted to Unlisted Trading Privileges from Sections 13, 14 and 16

Rule 12f-5 -- Exchange Rules for Securities to Which Unlisted Trading Privileges Are Extended

Rule 12f-6 -- [Reserved]

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