Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
under the
Securities Exchange Act of 1934

Certification by Exchanges and Effectiveness of Registration (Rules 12d1-1 to 12d1-6)

    Rule 12d1-1 -- Registration Effective as to Class or Series

    Rule 12d1-2 -- Effectiveness of Registration

    Rule 12d1-3 -- Requirements as to Certification

    Rule 12d1-4 -- Date of Receipt of Certification by Commission

    Rule 12d1-5 -- Operation of Certification on Subsequent Amendments

    Rule 12d1-6 -- Withdrawal of Certification

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