Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

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Certification by Exchanges and Effectiveness of Registration (Rules 12d1-1 to 12d1-6)

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Rule 12d1-1 -- Registration Effective as to Class or Series

Rule 12d1-2 -- Effectiveness of Registration

Rule 12d1-3 -- Requirements as to Certification

Rule 12d1-4 -- Date of Receipt of Certification by Commission

Rule 12d1-5 -- Operation of Certification on Subsequent Amendments

Rule 12d1-6 -- Withdrawal of Certification

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