Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
promulgated
under the
Securities Act of 1933





Rule 609 -- Reports of Sales Hereunder


Within 30 days after the end of each six-month period following the date of the original offering circular, or of the statement required by Rule 606, the issuer or other person for whose account the securities are offered shall file with the Commission four copies of a report on Form 2-E containing the information called for by that form. A final report shall be made upon completion or termination of the offering and may be made prior to the end of the six-month period in which the last sale is made.


Regulatory History


23 FR 10484, Dec. 30, 1958



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