Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

Rule 606 -- Offering Not in Excess of $100,000

---

1. There shall be filed as an exhibit to the notification four copies of a statement setting forth the information (other than financial statements) required by Schedule A or Schedule B to be set forth in an offering circular.
   
   
2. No advertisement, article or other communication published in any newspaper, magazine or other periodical and no radio or television broadcast in regard to the offering shall contain more than the following information:
   
   
   1. The name of the issuer of such security;
      
      
   2. The title of the security, amount offered, and the per-unit offering price to the public;
      
      
   3. The identity of the general type of business of the issuer; and
      
      
   4. By whom orders will be filled or from whom further information may be obtained.
      
      

	Notice to Users: The Deskbook is made available with the understanding that the University of Cincinnati College of Law is not engaged in rendering legal, accounting or other professional services. If legal advice or other expert assistance is required, the services of a competent professional person should be sought. See Terms and Conditions of Use.   © Copyright 1998-2008, University of Cincinnati, All Rights Reserved  Contact: ronald.jones@uc.edu