Securities Lawyer's Deskbook                          published by The University of Cincinnati College of Law

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Regulation E -- Exemption for Securities of Small Business Investment Companies

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Rule 601 -- Definitions and Terms Used in Rule 601 to Rule 610a

Rule 602 -- Securities Exempted

Rule 603 -- Amount of Securities Exempted

Rule 604 -- Filing of Notification on Form 1-E

Rule 605 -- Filing and Use of the Offering Circular

Rule 606 -- Offering Not in Excess of $100,000

Rule 607 -- Sales Material to Be Filed

Rule 608 -- Prohibition of Certain Statements

Rule 609 -- Reports of Sales Hereunder

Rule 610 -- Suspension of Exemption

Schedule A -- Contents of Offering Circular for Small Business Investment Companies

Schedule B -- Contents of Offering Circular for Business Development Companies

Rule 651 -- Through Rule 656 [Regulation F was removed and reserved in Release 33-7300, effective July 15, 1996, 61 FR 30397.]

Rule 701 -- Exemption for Offers and Sales of Securities Pursuant to Certain Compensatory Benefit Plans and Contracts Relating to Compensation

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