Securities Lawyer's Deskbook
                         published by The University of Cincinnati College of Law
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General Rules and Regulations
promulgated
under the
Securities Act of 1933





Regulation D -- Rules Governing the Limited Offer and Sale of Securities Without Registration Under the Securities Act of 1933


    Use of Regulation D
    Rule 501 -- Definitions and Terms Used in Regulation D

    Rule 502 -- General Conditions to Be Met

    Rule 503 -- Filing of Notice of Sales

    Rule 504 -- Exemption for Limited Offers and Sales of Securities Not Exceeding $1,000,000

    Rule 505 -- Exemption for Limited Offers and Sales of Securities Not Exceeding $5,000,000

    Rule 506 -- Exemption for Limited Offers and Sales Without Regard to Dollar Amount of Offering

    Rule 507 -- Disqualifying Provision Relating to Exemptions Under Rule 504, Rule 505 and Rule 506

    Rule 508 -- Insignificant Deviations from a Term, Condition or Requirement of Regulation D



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